Exam directory
Securities & FINRA Exams
FINRA and NASAA licensing exams for the securities industry.
4
Families
14
Exams
557
Practice questions
What you'll find in Securities & FINRA
Securities & FINRA is organized as a hub first, then split into exam families and individual exam pages — so you can move from broad category to the exact credential you need. Each family below groups the sittings that share a common outline.
Exam families
NS
NASAA state exams
NASAA-owned uniform state securities law exams, delivered via FINRA.
2 exams79 questions9/10 resources
Explore NASAA state exams
FS
FINRA Series exams
The core FINRA qualification exams.
9 exams337 questions9/10 resources
Explore FINRA Series exams
F&
Futures & commodities exams
NFA-owned futures and commodities qualification exams.
2 exams101 questions9/10 resources
Explore Futures & commodities exams
MS
Municipal securities exams
MSRB-owned municipal securities qualification exams.
1 exam40 questions9/10 resources
Explore Municipal securities exams
Compare the exams at a glance
| Exam | Questions | Time | Passing | Pass rate |
|---|---|---|---|---|
| Series 7 | 125 | 3h 45m | 72% | 65% |
| SIE | 75 | 1h 45m | 70% | 74% |
| Series 6 | 50 | 1h 30m | 70% | 58% |
| Series 65 | 130 | 3h | 92 of 130 (71%) | 66% |
| Series 63 | 65 | 1h 15m | 72% | 72% |
| Series 24 | 150 | 3h 45m | 70% | 55% |
| Series 3 | 120 | 2h 30m | 70% each part | 60% |
| Series 66 | 100 | 2h 30m | 73% | 64% |
| Series 79 | 75 | 2h 30m | 73% | 62% |
| Series 57 | 50 | 1h 45m | 70% | 65% |
| Series 9/10 | 200 | 5h 30m | 70% each part | 68% |
| Series 50 | 100 | 3h | 71% | 65% |
| Series 99 | 50 | 1h 30m | 68% | 65% |
| Series 31 | 45 | 1h | 70% | 65% |
Figures from each exam's official outline — see the exam guide for sources and details.