Series 30 Cheat Sheet.
The night-before summary, built like the exam.
Download the PDFThe numbers to remember
- 50 scored questions (true/false and multiple choice)
- 60 minutes (1 hour) time limit
- 70% passing score
- $90 exam fee
- $45 cancellation/reschedule fee
- Passing score valid for 2 years to support an approval application
- No corequisite exam required
- Retake wait: 30 days after a 1st or 2nd fail, 180 days after a 3rd fail
Content domains and weights
No official weighting by domain is published for the Series 30 — every listed area is fair game on any given form, so don't skip any of them betting on light coverage. The named domains from the official study outline are:
- General; General Account Handling and Exchange Regulations
- IB General; CPO/CTA General
- Customer Information and Risk Disclosure (Know Your Customer)
- Communications with the Public and Promotional Material
- Discretionary Account Regulation
- Anti-Money Laundering Requirements
- Disclosure by FCMs/IBs and by CPOs/CTAs for costs associated with futures transactions
- CPO/CTA Disclosure Documents
High-yield review areas
- Know Your Customer requirements — these get tested from multiple angles across true/false and multiple choice items, so make sure you can state the rule, not just recognize it.
- The difference between IB supervisory duties and CPO/CTA supervisory duties — a classic source of confusion since both categories sound similar on the page.
- Which disclosure obligation belongs to which registrant type (FCM/IB vs. CPO/CTA) — build a quick mental table pairing registrant to disclosure duty.
- Discretionary account oversight rules, since discretion introduces extra supervisory duties a branch manager must actively monitor.
- AML requirements — compact, self-contained, and easy to lock in during a final review pass the night before.
- Promotional material and public communications rules — know what triggers extra review or approval before something goes out.
Top traps
- Assuming a passing score is usable indefinitely — remember it only supports an approval application filed within 2 years of your pass date.
- Confusing FCM/IB cost-disclosure rules with CPO/CTA cost-disclosure rules — they're separate topics with separate obligations.
- Overlooking that a broker-dealer sponsor with proof of FINRA branch manager qualification may exempt you from testing entirely — verify this with your firm before assuming you must sit for the exam.
- Underestimating retake wait times — a third fail means a 180-day wait, not 30, before your next attempt.
- Reading true/false items too quickly and missing a single qualifying word that flips the correct answer.
- Treating the exam as untimed pressure-free trivia — with 50 questions in 60 minutes, unresolved hesitation on early items eats into time you need later.
Frequently asked questions
What should I review the night before the Series 30?
Focus on Know Your Customer requirements, the difference between IB and CPO/CTA supervisory duties, and Anti-Money Laundering Requirements — these are compact, high-yield topics that review well in a short final session. Skim the disclosure-obligation pairings for FCM/IB versus CPO/CTA one more time so they're fresh.
How long is the real Series 30 exam?
The Series 30 gives you 60 minutes (1 hour) to answer 50 scored true/false and multiple choice questions.
What score do I need to pass the Series 30?
You need a 70% passing score across the 50 scored questions. No breakdown by content domain is published, so it's your overall score that determines a pass or fail.
Is the cheat sheet free and printable?
Yes, this cheat sheet is free to view and print — use it as a quick final-review reference alongside full practice tests, not as a replacement for studying the underlying supervisory topics.
What happens if I fail the Series 30?
You must wait a minimum of 30 days before retaking after failing your first or second attempt. If you fail a third time, the required wait jumps to a minimum of 180 days before the fourth attempt, so it pays to be genuinely ready before you sit for a retake.
How much does the Series 30 cost, including retakes?
The exam fee is $90 per sitting, and cancelling or rescheduling an appointment can carry a $45 fee, so plan your test date carefully to avoid extra costs.
Sources
- 1.Study Outline for Futures Industry Exams — NFA — NFA (accessed Aug 9, 2026)
- 2.Series 30 – NFA Branch Manager Exam (formerly, Branch Managers Exam – Futures) | FINRA.org — NFA (accessed Aug 9, 2026)
- 3.Proficiency Requirements — NFA — NFA (accessed Aug 9, 2026)
- 4.FINRA Qualification Exams — FINRA
- 5.Enroll for a FINRA Exam — FINRA
- 6.FINRA Exam Scheduling (Prometric) — Prometric
Official sources
Every exam fact on this page traces to a primary document published by the body that administers the exam.
- Study Outline for Futures Industry Exams — NFANFAnfa.futures.org
- Series 30 – NFA Branch Manager Exam (formerly, Branch Managers Exam – Futures) | FINRA.orgNFAfinra.org
- Proficiency Requirements — NFANFAnfa.futures.org
Last verified against the official exam content outline: