What Is Due Diligence?
The ongoing process of investigating and verifying that appropriate controls and precautions are actually in place and functioning.
Due Diligence across 2 exams
Due Diligence appears on the following exams. Each defines it in the context candidates are tested on:
- CISM
- The ongoing process of investigating and verifying that appropriate controls and precautions are actually in place and functioning.
- Series 79
- The investigation an investment banker performs into an issuer's business, finances, and legal standing to verify disclosures and establish a defense against liability for material misstatements.